As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 31 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/01/2020
  • LUXSTAR ASSET MANAGEMENT
A warning PDF of date 29/01/2020 (new window) CSSF (LUXEMBURGO) 
20/01/2021
  • LG PATRIMOINE
A warning PDF of date 20/01/2021 (new window) CSSF (LUXEMBURGO) 
12/04/2023
  • LSP HOLDING SARL (CLONE)
A warning PDF of date 12/04/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA USA DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE Y LA DIRECCIÓN DE LA ENTIDAD DE LUXEMBURGO LSP HOLDING. PARA ELLO, ENVÍA A POTENCIALES INVERSORES CORREOS ELECTRÓNICOS CON EL FORMATO NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM <MAILTO:NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM>. DICHOS CORREOS ELECTRÓNICOS PUEDEN LLEVAR LA FIRMA DE UN FALSO AGENTE DE LA CSSF.
11/10/2006
  • LINK MERGERS AND ACQUISITIONS (UNITED STATES)
A warning PDF of date 11/10/2006 (new window) CSSF (LUXEMBURGO) 
19/04/2023
  • LUX SOZIAL SERVICER
A warning PDF of date 19/04/2023 (new window) CSSF (LUXEMBURGO) 
05/07/2023
  • LEROS INVESTISSEMENTS FINANCIERS S.A. (CLONE)
A warning PDF of date 05/07/2023 (new window) CSSF (LUXEMBURGO)EL SITIO WEB, QUE USA DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@LEROS-INVEST.LU , UTILIZA INDEBIDAMENTE EL NOMBRE DE LA ENTIDAD DE LUXEMBURGO LEROS INVESTISSEMENTS FINANCIERS S.A.
07/06/2023
  • LUXEM CAPITAL
A warning PDF of date 07/06/2023 (new window) CSSF (LUXEMBURGO) 
13/04/2022
  • LANGLOIS & JOUBERT
  • L&J INVEST
A warning PDF of date 13/04/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA ENVÍA CORREOS CON LA ESTRCTURA INITIALFIRSTNAME.SURNAME@LJ-INVEST.NET <MAILTO:INITIALFIRSTNAME.SURNAME@LJ-INVEST.NET> OFRECIENDO SERVICIOS DE INVERSIÓN
06/03/2024
  • LOMBARD ODIER (EUROPE) S.A. (CLONE)
A warning PDF of date 06/03/2024 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE DE QUE PERSONAS DESCONOCIDAS, A TRAVÉS DE DIRECCIONES DE CORREO ELECTRÓNICO QUE USAN LA ESTRUCTURA NOMBRE.APELLIDO@AM-LOBARDODIER.COM Y NOMBRE.APELLIDO@LOMBARDODIER-AM.COM ,ESTÁN UTILIZANDO DE MANERA FRAUDULENTA EL NOMBRE DEL BANCO LOMBARD ODIER (EUROPE) S.A., CON QUIEN NO GUARDA RELACIÓN.
24/02/2021
  • LUXEMBOURG FINANCIAL GROUP
A warning PDF of date 24/02/2021 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial L.