As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 20 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2022
  • LILAC GROUP LLC
A warning PDF of date 25/05/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/11/2022
  • LILAC GROUP LLC
A warning PDF of date 23/11/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
21/12/2022
  • LILT GROUP LLC
A warning PDF of date 21/12/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
25/01/2012
  • LIMA RESOURCE PARTNERS INC
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
15/10/2008
  • LIMBAUGH AND YORK ASSOCIATES
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
19/11/2008
  • LIMBAUGH AND YORK ASSOCIATES
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
19/03/2014
  • LIN WARWICK
A warning PDF of date 19/03/2014 (new window) SFSA (SUECIA) 
31/08/2011
  • LINCOLN EQUITY PARTNERS
A warning PDF of date 31/08/2011 (new window) SFSA (SUECIA) 
15/01/2020
  • LINCOLN FX (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LINCOLN FINANCE LTD.
10/12/2008
  • LINCOLN VENTURES
A warning PDF of date 10/12/2008 (new window) IFSRA (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial L.