As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 39 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/11/2023
  • LEEN-DIENST
A warning PDF of date 15/11/2023 (new window) FSMA (BELGICA) 
22/11/2023
  • LOANSDESIRE.TOP
A warning PDF of date 22/11/2023 (new window) FCA (REINO UNIDO) 
07/12/2023
  • LINK FINANCIAL LIMITED
A warning PDF of date 07/12/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
13/12/2023
  • LPL FINANCING (CLONE)
A warning PDF of date 13/12/2023 (new window) FSMA (BELGICA) 
28/02/2024
  • LUMINETRADE
A warning PDF of date 28/02/2024 (new window) AFM (PAISES BAJOS) 
06/03/2024
  • LOMBARD ODIER (EUROPE) S.A. (CLONE)
A warning PDF of date 06/03/2024 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE DE QUE PERSONAS DESCONOCIDAS, A TRAVÉS DE DIRECCIONES DE CORREO ELECTRÓNICO QUE USAN LA ESTRUCTURA NOMBRE.APELLIDO@AM-LOBARDODIER.COM Y NOMBRE.APELLIDO@LOMBARDODIER-AM.COM ,ESTÁN UTILIZANDO DE MANERA FRAUDULENTA EL NOMBRE DEL BANCO LOMBARD ODIER (EUROPE) S.A., CON QUIEN NO GUARDA RELACIÓN.
20/03/2024
  • LTD CAPITAL
A warning PDF of date 20/03/2024 (new window) FSMA (BELGICA) 
10/04/2024
  • LOMBARD ODIER INC. (CLONE)
A warning PDF of date 10/04/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LAS DIRECCIONES DE CORREO ELECTRÓNICO JAMIE.SALT@LOMBARDODIER-AM.COM , JAMIE.SALT@AM-LOBARDODIER.COM Y ADMIN@LOMBARDODIER-AM.COM , HA CLONADO LOS DETALLES DE LA ENTIDAD AUTORIZADA EN LUXEMBURGO LOMBARD ODIER (EUROPE) S.A., CON QUIEN NO GUARDA NINGUNA RELACIÓN.
24/04/2024
  • LUXGRUPPE LTD / LUXGRUPPE.COM
A warning PDF of date 24/04/2024 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial L.