As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 23 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/10/2017
  • LEND MUTUAL (CLON)
A warning PDF of date 04/10/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • LDN EXCHANGE, OPERANDO COMO TRIDENT GROUP LIMITED
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • LONDON FINANCE AND INVESTMENT CORPORATION (CLON)
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
23/05/2017
  • LONDON GLOBAL MARKETS
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
19/04/2017
  • LEXUS GROUP / MCA ADVISORS / RAEAT HOLDINGS LIMITED
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
19/04/2017
  • LAWSON CONSULTANCY LIMITED
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
29/03/2017
  • LONDON GLOBAL MARKETS
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
29/03/2017
  • LAZARD ASSET MANAGEMENT (CLON)
A warning PDF of date 29/03/2017 (new window) FCA (REINO UNIDO) 
15/03/2017
  • LOANS 2 GO (CLON)
A warning PDF of date 15/03/2017 (new window) FCA (REINO UNIDO) 
08/03/2017
  • LOAN AND GO
A warning PDF of date 08/03/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial L.