Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 22 out of 39
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
16/12/2020 |
-
LBP ASSET MANAGEMENT (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LA BANQUE POSTALE ASSET MANAGEMENT. |
16/12/2020 |
|
| FCA (REINO UNIDO) | EL PRODUCTO ADVERTIDO NO TIENE NINGUNA VINCULACIÓN CON EL PRODUCTO DEBIDAMENTE REGISTRADO GLOBAL LIBOR PLUS BOND FUND. |
04/11/2020 |
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HANTEC MARKETS LIMITED |
09/12/2020 |
-
LITIGATION & ENFORCEMENT (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN LITIGATION & ENFORCEMENT LTD. |
07/01/2021 |
-
LOMBARD LONDON / LOMBARD AM (CLONE)
-
LOMBARDLONDON.COM / LOMBARDAM.COM
|
| FCA (REINO UNIDO) | LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LTD. |
03/03/2021 |
|
| FCA (REINO UNIDO) | |
17/03/2021 |
-
LIVE MARKETS
-
LIVE-MARKET.CO.UK
|
| FCA (REINO UNIDO) | |
20/01/2021 |
-
LEAD INVESTMENT LEADS LTD (OPERANDO COMO INVESTMENT COMPARISON GROUP)
|
| FCA (REINO UNIDO) | |
27/01/2021 |
-
LOANLINE/ LOAN LINE (CLONE)
|
| FCA (REINO UNIDO) | LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BIZFELLA LTD (OPERANDO COMO LOANLINEUK.NET). |
01/02/2023 |
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities, By initial L.