As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 12 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/06/2002
  • LLOYDS AND ASSOCIATES LTD
A warning PDF of date 12/06/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
31/10/2012
  • LEHMAN REILLY
A warning PDF of date 31/10/2012 (new window) EI_CBI (IRLANDA) 
15/10/2002
  • LIVINGSTONE ASSET MANAGEMENT
A warning PDF of date 15/10/2002 (new window) EI_CBI (IRLANDA) 
03/07/2013
  • LEGACY CAPITAL MANAGEMENT
A warning PDF of date 03/07/2013 (new window) EI_CBI (IRLANDA) 
16/01/2019
  • LAUDER CORPORATE PARTNERS
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
30/11/2022
  • LUTON FX TRADE
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
30/11/2022
  • LEGACY FX BROKERS
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
16/01/2019
  • LELEUX ASSOCIATED BROKERS (CLON)
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
27/04/2022
  • LODESTONE PARTNERS / LOADSTONE
A warning PDF of date 27/04/2022 (new window) FCA (REINO UNIDO) 
11/01/2023
  • LEGIT BITCOIN FX
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial L.