As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 24 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/06/2013
  • LAWRENCE JAMES & ASSOCIATES
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 
01/07/2020
  • LATITUDEFX / LATITUDE INVESTMENTS FX BANK (CLON)
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
19/01/2011
  • LIQUA GBR
A warning PDF of date 19/01/2011 (new window) FMA (AUSTRIA) 
22/02/2012
  • LCB (LONDON CITY BROKER) INTERNATIONAL, INC.
A warning PDF of date 22/02/2012 (new window) FMA (AUSTRIA) 
11/05/2011
  • LANTAU INTERNATIONAL
A warning PDF of date 11/05/2011 (new window) FMA (AUSTRIA) 
31/07/2013
  • LEXINGTON INTERNATIONAL GROUP INC
A warning PDF of date 31/07/2013 (new window) FMA (AUSTRIA) 
08/09/2010
  • LEHMAN CO. GLOBAL GROUP, INC.
A warning PDF of date 08/09/2010 (new window) FMA (AUSTRIA) 
08/02/2012
  • LUX INVESTMENT GROUP
A warning PDF of date 08/02/2012 (new window) FMA (AUSTRIA) 
01/04/2009
  • LEGACY GLOBAL WEALTH
A warning PDF of date 01/04/2009 (new window) FMA (AUSTRIA) 
10/11/2022
  • LPLFINANCES.COM / BZW / HALEBORE LTD
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial L.