As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 25 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/11/2016
  • LAWSON MANAGEMENT GROUP LLC (USA)
A warning PDF of date 23/11/2016 (new window) CBI (IRLANDA) 
19/10/2016
  • LOANFACTORY (CLON)
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO) 
28/09/2016
  • LOAN.CO.UK (CLON)
A warning PDF of date 28/09/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/09/2016
  • LOAN IN A FLASH (CLON)
A warning PDF of date 14/09/2016 (new window) FCA (REINO UNIDO) 
24/08/2016
  • LORENZO CESAREI
A warning PDF of date 24/08/2016 (new window) CONSOB (ITALIA) 
13/07/2016
  • LARSE CAPITAL LTD
A warning PDF of date 13/07/2016 (new window) SFSA (SUECIA) 
15/06/2016
  • LOCKER CAPITAL MANAGEMENT
  • LOCKER GLOBAL MANAGEMENT
A warning PDF of date 15/06/2016 (new window) CSSF (LUXEMBURGO) 
20/04/2016
  • LAU GLOBAL SERVICES CORPORATION / MXTRADE / TARIS FINANCIAL CORP.
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
13/04/2016
  • LOANS TODAY (CLON)
A warning PDF of date 13/04/2016 (new window) FCA (REINO UNIDO) 
13/04/2016
  • LIBERUM CAPITAL LIMITED (CLON)
A warning PDF of date 13/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial L.