As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/04/2011
  • LOYAL BANK LIMITED
A warning PDF of date 20/04/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
11/05/2011
  • LANTAU INTERNATIONAL
A warning PDF of date 11/05/2011 (new window) FMA (AUSTRIA) 
25/05/2011
  • LYNDON PEARCE
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • LANDEN OPTIONS AND FUTURES
A warning PDF of date 25/05/2011 (new window) FSMA (BELGICA) 
15/06/2011
  • LEK CONSULTING GROUP
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • LEGGMASON INVESTORS ASSET MANAGERS PLC
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
06/07/2011
  • LANTAU GOLDWELL
A warning PDF of date 06/07/2011 (new window) DFSA (DINAMARCA) 
10/08/2011
  • LEADERS ASSET MANAGEMENT
A warning PDF of date 10/08/2011 (new window) DFSA (DINAMARCA) 
31/08/2011
  • LINCOLN EQUITY PARTNERS
A warning PDF of date 31/08/2011 (new window) SFSA (SUECIA) 
14/09/2011
  • LEE BYERS LTD
A warning PDF of date 14/09/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial L.