As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/06/2020
  • LIBRAC MARKET/LIBRA COIN MARKET (CLON)
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
05/05/2020
  • LONDON FIXED BONDS
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
05/05/2020
  • LEDBURY PLC (CLON)
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA DE SIMILAR DENOMINACIÓN LEDBURY SICAV PLC
29/04/2020
  • LEEWAY FINANCIAL SERVICES (CLON)
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LEEWAY FINANCIAL SERVICES LTD
29/04/2020
  • LINTON CAPITAL UK (CLON)
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 
22/04/2020
  • LEVEL UP CAPITAL LTD
A warning PDF of date 22/04/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
31/03/2020
  • LIBRA SERVICE (CLON)
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
31/03/2020
  • LIVE FINANCE (CLON)
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
31/03/2020
  • LARKIN ASSET MANAGEMENT
A warning PDF of date 31/03/2020 (new window) FSMA (BELGICA) 
25/03/2020
  • LUXSTAR ASSET MANAGEMENT (CLON)
  • LUXSTARAM-CLIENTS.COM
A warning PDF of date 25/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD PREVIAMENTE REGISTRADA LUXSTAR SA

Consultation criteria: By type unauthorised entities, By initial L.