As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/03/2019
  • JP MORGAN (OPERANDO COMO ZURICH CAPITAL MANAGEMENT)(CLON)
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO) 
03/10/2018
  • JOSEF-ZEMAN FINANCIAL SOLUTIONS (CLON)
A warning PDF of date 03/10/2018 (new window) FCA (REINO UNIDO) 
13/09/2017
  • JOHNSTON AND JAMES CONSULTANCY / J&J CONSULTANCY
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
18/04/2018
  • JUPITER FUND MANAGEMENT (CLON)
A warning PDF of date 18/04/2018 (new window) FCA (REINO UNIDO) 
23/05/2018
  • JANA HUDIKOVA ASSET MANAGEMENT (CLON)
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
26/06/2019
  • J.P. MORGAN CHASE & CO. (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
18/12/2019
  • JMS INVEST
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
05/08/2020
  • JORDAN PETER HEYWARD (OPERANDO COMO @TRADEWITHJORDANFX) / HEYWARD MARKETING LTD / SIGNIFX
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
08/07/2020
  • JAMIE SHEPHERD / JAMIE.TRADESFX / JAMIE.FBA
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO)CUENTAS DE INSTAGRAM:@JAMIE.TRADESFX , @JAMIE.FBA
18/12/2019
  • J AND E DAVY / J&E DAVY / JANE DAVY (CLON)
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN (J&E DAVY)

Consultation criteria: By type unauthorised entities, By initial J.