As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 331 out of 340
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/06/2019
  • HASH FINANCE LIMITED
  • HTTP://HASHFINANCE.LOAN/
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
10/11/2016
  • HASEGAWA FINANCIAL HOLDINGS / ELANTRA LIMITED / JEC INVESTMENT LIMITED / UNITED EQUITY CLEARING LTD
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
25/11/2009
  • HARVEY CAPITAL PARTNERS
  • HTTP://HARVEYCPT.COM/
A warning PDF of date 25/11/2009 (new window) DFSA (DINAMARCA) 
07/01/2015
  • HARVER GROUP
  • HTTP://HAVERGROUP.COM/
A warning PDF of date 07/01/2015 (new window) FSAN (NORUEGA) 
22/02/2012
  • HARVARD ALLIANCE
A warning PDF of date 22/02/2012 (new window) FSA (REINO UNIDO) 
02/12/2015
  • HARTVIG INVEST
A warning PDF of date 02/12/2015 (new window) DFSA (DINAMARCA) 
28/05/2014
  • HARTFORD GROUP INTERNATIONAL
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 
07/09/2011
  • HARTFORD ASSET MANAGEMENT
A warning PDF of date 07/09/2011 (new window) SFSA (SUECIA) 
14/03/2012
  • HARRISON-STOLTZ & ASSOCIATES
A warning PDF of date 14/03/2012 (new window) FSA (REINO UNIDO) 
28/01/2015
  • HARRISON STONES LIMITED
A warning PDF of date 28/01/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.