As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 57 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/05/2023
  • GREENCARES MACRO FINANCE
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 
02/08/2023
  • GCP EQUITY IRELAND ICAV (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
06/09/2017
  • GENWORTH CONSULTANT GROUP (USA)
A warning PDF of date 06/09/2017 (new window) CBI (IRLANDA) 
29/06/2016
  • GRUBER & TAYLOR CO
A warning PDF of date 29/06/2016 (new window) CBI (IRLANDA) 
29/09/2021
  • GALTYMORE PARTNERS CAPITAL FUND ICAV (CLONE)
A warning PDF of date 29/09/2021 (new window) CBI (IRLANDA)EL CBI ADVIERTE QUE LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD DEL MISMO NOMBRE GALTYMORE PARTNERS CAPITAL FUND ICAV (C405124), ENTIDAD DEBIDAMENTE AUTORIZADA POR EL CBI.
19/01/2011
  • GEOFFROY CATHERINE
A warning PDF of date 19/01/2011 (new window) CBFA (BELGICA) 
25/11/2009
  • GREENINDEX INTERNATIONAL LTD.
A warning PDF of date 25/11/2009 (new window) CBFA (BELGICA) 
27/09/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
18/08/2004
  • GÉNÉRAL FINANCE SPRL
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 
13/06/2003
  • GOODMAN HART ASSOCIATES
A warning PDF of date 13/06/2003 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV

Consultation criteria: By type unauthorised entities, By initial G.