Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 58 out of 86
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
18/10/2017 |
-
FIVE WINDS ASSET MANAGEMENT / QW LIANORA SWISS CONSULTING SA / RELACIONADA: QUESTRA; ATLANTIC GLOBAL
|
| FSMA (BELGICA) | SE ADVIERTE DE SU RELACION CON LAS ENTIDADES YA ADVERTIDAS QUESTRA WORLD, QUESTRA HOLDINGS Y ATLANTIC GLOBAL ASSET MANAGEMENT. |
18/10/2017 |
-
FOREST ADVISORY SERVICE / FOREST HILL INVESTMENTS / FOREST HILL MANAGEMENT
|
| FCA (REINO UNIDO) | |
04/10/2017 |
-
FIRST SKYWAY INVEST GROUP LIMITED / SKYWAY CAPITAL
|
| FSMA (BELGICA) | |
04/10/2017 |
-
FAIRWAY CAPITAL INVESTMENTS
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) |
27/09/2017 |
-
FCA MARKET / FINANCIAL CONTRACT AUTHORITY
|
| FCA (REINO UNIDO) | |
13/09/2017 |
-
FISHER INVESTMENTS INSTITUTIONAL FUNDS PLC (CLON)
|
| FCA (REINO UNIDO) | |
30/08/2017 |
-
FXUNITED / UNITED GLOBAL HOLDINGS LIMITED
|
| FSMA (BELGICA) | ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS |
23/08/2017 |
-
FXCM INTERNATIONAL FINANCE GROUP (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION. |
28/06/2017 |
|
| FCA (REINO UNIDO) | |
31/05/2017 |
-
FIRST PLUS FINANCIAL GROUP (CLON)
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities, By initial F.