As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 29 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/05/2017
  • FIRST PLUS FINANCIAL GROUP (CLON)
A warning PDF of date 31/05/2017 (new window) FCA (REINO UNIDO) 
28/06/2017
  • FIRST STOP LOANS (CLON)
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
23/08/2017
  • FXCM INTERNATIONAL FINANCE GROUP (CLON)
A warning PDF of date 23/08/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION.
30/08/2017
  • FXUNITED / UNITED GLOBAL HOLDINGS LIMITED
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS
13/09/2017
  • FISHER INVESTMENTS INSTITUTIONAL FUNDS PLC (CLON)
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
27/09/2017
  • FCA MARKET / FINANCIAL CONTRACT AUTHORITY
A warning PDF of date 27/09/2017 (new window) FCA (REINO UNIDO) 
04/10/2017
  • FIRST SKYWAY INVEST GROUP LIMITED / SKYWAY CAPITAL
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA) 
04/10/2017
  • FAIRWAY CAPITAL INVESTMENTS
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
18/10/2017
  • FIVE WINDS ASSET MANAGEMENT / QW LIANORA SWISS CONSULTING SA / RELACIONADA: QUESTRA; ATLANTIC GLOBAL
A warning PDF of date 18/10/2017 (new window) FSMA (BELGICA)SE ADVIERTE DE SU RELACION CON LAS ENTIDADES YA ADVERTIDAS QUESTRA WORLD, QUESTRA HOLDINGS Y ATLANTIC GLOBAL ASSET MANAGEMENT.
18/10/2017
  • FOREST ADVISORY SERVICE / FOREST HILL INVESTMENTS / FOREST HILL MANAGEMENT
A warning PDF of date 18/10/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial F.