As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 86 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/11/2008
  • FALON GROUP LIMITED
A warning PDF of date 26/11/2008 (new window) SFSA (SUECIA) 
13/05/2009
  • FLAGSHIP CONSOLIDATED
A warning PDF of date 13/05/2009 (new window) SFSA (SUECIA) 
01/08/2012
  • FEDERAL ASSET MANAGEMENT
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
25/01/2012
  • FIMB INTERNATIONAL REMITTANCE BANK
A warning PDF of date 25/01/2012 (new window) SFSA (SUECIA) 
11/04/2012
  • FRANKLIN RANKIN LLC
A warning PDF of date 11/04/2012 (new window) SFSA (SUECIA) 
25/05/2011
  • FIRST INC LIMITED
A warning PDF of date 25/05/2011 (new window) SFSA (SUECIA) 
05/05/2010
  • FINANCIAL RESEARCH ADVISORS
A warning PDF of date 05/05/2010 (new window) SFSA (SUECIA) 
14/12/2011
  • FRIEDMAN GLOBAL AND SHANGHAI DERIVATIVES EXCHANGE, SHDEX
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
13/10/2010
  • FINANCIAL ASSET MANAGEMENT, INC.
A warning PDF of date 13/10/2010 (new window) SFSA (SUECIA) 
23/11/2005
  • FIRST SWISS FINANCIAL MANAGEMENT AG
A warning PDF of date 23/11/2005 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial F.