As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 35 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/11/2012
  • EAGLE ADVISORS
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADA
24/10/2012
  • EURO AMERICAN
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO) 
29/08/2012
  • EXCEL BROKERS LTD
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA EXCEL BROKERS SA
22/06/2011
  • EVOLUTION SECURITIES (ES)
A warning PDF of date 22/06/2011 (new window) FSA (REINO UNIDO) 
08/06/2011
  • EUROPA CAPITAL GROUP
A warning PDF of date 08/06/2011 (new window) FSA (REINO UNIDO) 
16/05/2012
  • ESPA FINANCIAL
A warning PDF of date 16/05/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD ESPA-FINANCIAL ADVISORS GMBH QUE EN SU MOMENTO ESTUVO DEBIDAMENTE INSCRITA EN LOS REGISTROS DE LA FSA
11/04/2012
  • ERNEST WEISS SECURITIES
A warning PDF of date 11/04/2012 (new window) FSA (REINO UNIDO) 
19/09/2012
  • EUROCONSULT INTERNATIONAL MERGERS & ACQUISITIONS LTD
A warning PDF of date 19/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA CON EL MISMO NOMBRE
18/01/2012
  • EAST FUND MANAGEMENT
A warning PDF of date 18/01/2012 (new window) FSA (REINO UNIDO) 
06/07/2005
  • ESQUELA INVESTMENTS LTD.
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial E.