As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 45 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/05/2004
  • ECOBANK TRANSNATIONAL INCORPORATED
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
06/03/2019
  • ECN PREMIUM
A warning PDF of date 06/03/2019 (new window) SFSA (SUECIA) 
01/10/2008
  • ECM TRADING LIMITED
  • ELECTRONIC CAPITAL MARKETS LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
21/08/2013
  • ECLIPSE OPTIONS LTD EUROPE
A warning PDF of date 21/08/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES ECLIPSE OPTIONS (HK) LTD Y ECLIPSE OPTIONS LTD
30/11/2011
  • ECLIPSE ADVISORY B.V.
A warning PDF of date 30/11/2011 (new window) FMA (AUSTRIA) 
14/11/2018
  • ECI LUXEMBOURG
A warning PDF of date 14/11/2018 (new window) AMF (FRANCIA) 
11/10/2023
  • ECHOIN LTD
A warning PDF of date 11/10/2023 (new window) FMA (AUSTRIA) 
20/07/2022
  • ECHELONFXINTL
A warning PDF of date 20/07/2022 (new window) FCA (REINO UNIDO) 
01/02/2023
  • ECC CORP LLC
A warning PDF of date 01/02/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/11/2023
  • ECB MARKETS / ECB MANAGEMENT LTD
A warning PDF of date 15/11/2023 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial E.