As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 39 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/11/2022
  • EASTSPRING INVESTMENTS (CLONE)
A warning PDF of date 16/11/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE AL PÚBLICO DE QUE LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO “EASTSPRING INVESTMENTS (LUXEMBOURG) S.A”
08/06/2022
  • EXTRA GLOBAL TRADING (CLONE)
A warning PDF of date 08/06/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO Y DE DENOMINACIÓN GLOBAL ASSET ADVISORS & MANAGEMENTI SA
18/11/2020
  • ENERGIE 5 (CLON)
A warning PDF of date 18/11/2020 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ENERGIE 5 HOLDING S.A.
26/10/2022
  • ENERGIE INVESTISSEMENT HOLDING SA
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO) 
26/10/2022
  • EC21 FRANCE
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO) 
26/10/2022
  • EUROPEAN FINANCIAL SERVICES CONDUCT AUTHORITY
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO) 
19/10/2022
  • ETHENEA (CLONE)
A warning PDF of date 19/10/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA UTILIZA LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, ETHENEA INDEPENDENT INVESTORS S.A.
11/01/2023
  • EXPOCHAINS LTD
  • EXPOCHAINS
A warning PDF of date 11/01/2023 (new window) CSSF (LUXEMBURGO) 
11/01/2023
  • ELJOINVEST
A warning PDF of date 11/01/2023 (new window) CSSF (LUXEMBURGO) 
20/12/2017
  • EPARGNE BANQUE
A warning PDF of date 20/12/2017 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial E.