As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/10/2013
  • ELLIS HARPER & CO LLC
A warning PDF of date 30/10/2013 (new window) FCA (REINO UNIDO) 
27/11/2013
  • EDGE CAPITAL MARKETS
A warning PDF of date 27/11/2013 (new window) FCA (REINO UNIDO) 
04/12/2013
  • ESTLANDER & RONNLUND CAPITAL MANAGEMENT
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA DEL MISMO NOMBRE.
15/01/2014
  • ENROXCARD.COM / ROX-PAYMENT LTD.
A warning PDF of date 15/01/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES.
12/02/2014
  • EUROKASSE NEW ZEALAND LIMITED
A warning PDF of date 12/02/2014 (new window) FMA (AUSTRIA) 
16/04/2014
  • EDWARD EVANS GROUP
A warning PDF of date 16/04/2014 (new window) FCA (REINO UNIDO) 
23/04/2014
  • EUROPEAN VENTURES CAPITAL ADVISORS I LONDON
A warning PDF of date 23/04/2014 (new window) FSAN (NORUEGA) 
18/06/2014
  • ELLIOTT ASSOCIATES
A warning PDF of date 18/06/2014 (new window) SFSA (SUECIA) 
09/07/2014
  • EAGLE COMMERCE GROUP
A warning PDF of date 09/07/2014 (new window) FCA (REINO UNIDO) 
27/08/2014
  • ELLIOTT ASSOCIATES
A warning PDF of date 27/08/2014 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial E.