As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 44 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/11/2018
  • ELRICS BROTHERS LTD / SANATA PARTNERS EOOD
A warning PDF of date 14/11/2018 (new window) CONSOB (ITALIA) 
19/08/2021
  • EVERGO LTD
A warning PDF of date 19/08/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
28/12/2016
  • EVOLUTION TRADE LP / REVOLUTION MARKETS LP
A warning PDF of date 28/12/2016 (new window) CONSOB (ITALIA) 
26/05/2021
  • E-PLANET TRADE
A warning PDF of date 26/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/05/2021
  • ESOS INTERNATIONAL LTD / KADEKY INTERNATIONAL SRO
A warning PDF of date 19/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
09/05/2018
  • EUROPE TRADE LTD / AJN TRADE LTD / EU TRADING SERVICES LLP
A warning PDF of date 09/05/2018 (new window) CONSOB (ITALIA) 
09/03/2022
  • EUFM LTD
A warning PDF of date 09/03/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/05/2018
  • EXO CAPITAL MARKETS LTD
A warning PDF of date 23/05/2018 (new window) CONSOB (ITALIA) 
09/05/2018
  • EUROPE TRADE LTD
A warning PDF of date 09/05/2018 (new window) CONSOB (ITALIA) 
10/08/2022
  • ENERCOM AG
A warning PDF of date 10/08/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial E.