As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 33 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/11/2018
  • ELRICS BROTHERS LTD / SANATA PARTNERS EOOD
A warning PDF of date 14/11/2018 (new window) CONSOB (ITALIA) 
23/02/2022
  • ELON MUSK STOCK FX
A warning PDF of date 23/02/2022 (new window) FCA (REINO UNIDO) 
05/07/2023
  • E-LOAN SODEX
  • E-LOANSODEX.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
23/06/2021
  • ELLISON PARTNERS
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
14/12/2011
  • ELLIS STANLEY ALDEN, ESA GLOBAL
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011
  • ELLIS STANLEY ALDEN
A warning PDF of date 14/12/2011 (new window) FSAN (NORUEGA) 
30/10/2013
  • ELLIS HARPER & CO LLC
A warning PDF of date 30/10/2013 (new window) FCA (REINO UNIDO) 
18/12/2019
  • ELLIS FINANCE
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
11/10/2017
  • ELLIS AND TATE
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 
15/01/2020
  • ELLIS AND BURLINGTON
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial E.