As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 12 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/01/2013
  • EFG ASSOCIATES AND LINCOLN CAPITAL PARTNERS
A warning PDF of date 02/01/2013 (new window) FSMA (BELGICA) 
13/10/2022
  • EFIN LENING
A warning PDF of date 13/10/2022 (new window) FSMA (BELGICA) 
13/10/2022
  • EFINANCE 24H
A warning PDF of date 13/10/2022 (new window) FSMA (BELGICA) 
24/04/2019
  • EFOR HOLDINGS LTD
A warning PDF of date 24/04/2019 (new window) CONSOB (ITALIA) 
15/12/2021
  • EGL SVERIGE AB
A warning PDF of date 15/12/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
05/08/2020
  • EGM FINANCE
  • EGMFINANCE.COM
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/07/2023
  • EGS UNION
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
17/09/2008
  • E-HOLDING LIMITED
A warning PDF of date 17/09/2008 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
17/09/2008
  • E-HOLDING LIMITED
A warning PDF of date 17/09/2008 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
10/11/2010
  • EHRMAN-LOEB
A warning PDF of date 10/11/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial E.