As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 25 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/03/2013
  • DEPARTMENT OF FINANCIAL TRADING
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
22/06/2022
  • DIGITALGLOBALFX.NET
A warning PDF of date 22/06/2022 (new window) FSA (REINO UNIDO) 
21/11/2012
  • DEUTSCHE BANK AG
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADA
16/01/2013
  • DRAGON INTERNATIONAL
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
20/07/2011
  • DELTA WEST FINANCIAL MANAGEMENT
A warning PDF of date 20/07/2011 (new window) FSAN (NORUEGA) 
20/11/2013
  • DEEP BLUE GROUP
A warning PDF of date 20/11/2013 (new window) FSAN (NORUEGA) 
04/12/2013
  • DYMAN ASSOCIATES
A warning PDF of date 04/12/2013 (new window) FSAN (NORUEGA) 
09/05/2007
  • DIRECT SETTLEMENTS PTE LTD.
A warning PDF of date 09/05/2007 (new window) FSAN (NORUEGA) 
17/09/2008
  • DAVIS MAYER GROUP
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
13/10/2016
  • DODSON NORWOOD
A warning PDF of date 13/10/2016 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial D.