As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 22 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/09/2014
  • DRUMMONDS INITIATIVES
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
03/09/2014
  • DEACON CORPORATE GROUP
A warning PDF of date 03/09/2014 (new window) FCA (REINO UNIDO) 
27/08/2014
  • DCI FUNDS PLC (CLON)
A warning PDF of date 27/08/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DCI UMBRELLA FUND PLC
27/08/2014
  • DCI FUND MANAGERS IRELAND PLC
A warning PDF of date 27/08/2014 (new window) FCA (REINO UNIDO) 
30/07/2014
  • DEALERWEB LTD
A warning PDF of date 30/07/2014 (new window) BFSC (BULGARIA) 
23/04/2014
  • DAVIS WARD & BECK PARTNERS LLC
A warning PDF of date 23/04/2014 (new window) AFM (PAISES BAJOS) 
26/03/2014
  • DEVONSHIRE HOLDINGS
A warning PDF of date 26/03/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEVONSHIRE ASSETS MANAGED FUND PLC
26/02/2014
  • DFM ASSET MANAGEMENT
A warning PDF of date 26/02/2014 (new window) DFSA (DINAMARCA) 
05/02/2014
  • DANSKE CAPITAL (CLON DE UNA ENTIDAD AUTORIZADA)
A warning PDF of date 05/02/2014 (new window) FCA (REINO UNIDO) 
15/01/2014
  • DYMAN ASSOCIATES
A warning PDF of date 15/01/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial D.