As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 60 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/12/2017
  • CMS TRADER / PANDORX VENTURES LIMITED
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
10/11/2022
  • CMTPRO
A warning PDF of date 10/11/2022 (new window) FSMA (BELGICA) 
26/02/2014
  • CNB ACQUISITIONS INC
A warning PDF of date 26/02/2014 (new window) FCA (REINO UNIDO) 
28/12/2023
  • CNR INVEST (CLONE)
A warning PDF of date 28/12/2023 (new window) FSMA (BELGICA)LA ENTIDAD ADVERTIDA POR LA FSMA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD DE LUXEMBURGO LLAMADA CNR INVEST
21/01/2015
  • CO&H LTD
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 
05/10/2011
  • COACHTRADER
A warning PDF of date 05/10/2011 (new window) AMF (FRANCIA) 
14/12/2022
  • COASTHERITAGE INVEST
A warning PDF of date 14/12/2022 (new window) FCA (REINO UNIDO) 
21/10/2009
  • COBA EURO CREDIT
A warning PDF of date 21/10/2009 (new window) FMA (AUSTRIA) 
16/01/2019
  • COBALT CAPITAL INC.
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019
  • COBBER FINANCE
A warning PDF of date 16/01/2019 (new window) AFM (PAISES BAJOS) 

Consultation criteria: By type unauthorised entities, By initial C.