As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 53 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/09/2016
  • CHIBA & ASSOCIATES
A warning PDF of date 14/09/2016 (new window) FCA (REINO UNIDO) 
26/10/2016
  • CORPSERV (CLON)
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
19/10/2016
  • CARLEASE LTD (CLON)
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
07/01/2015
  • CANARY WHARF GROUP
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
15/06/2016
  • COHEN & PARTNERS
A warning PDF of date 15/06/2016 (new window) FCA (REINO UNIDO) 
08/06/2016
  • CAPITA CONSULT (CLON)
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
21/01/2015
  • CHARLTON FITZGERALD
A warning PDF of date 21/01/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CANTOR FITZGERALD EUROPE
29/06/2016
  • CANNON CORPORATE CONSULTANTS
A warning PDF of date 29/06/2016 (new window) FCA (REINO UNIDO) 
07/01/2015
  • CLAIMS AND COMPENSATION MANAGEMENT LIMITED
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
24/08/2016
  • CF INVESTMENT FUNDS (CLON)
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial C.