As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 112 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/07/2022
  • CARREGOSA-GESTION (CLONE)
A warning PDF of date 13/07/2022 (new window) CMVM (PORTUGAL)LA ENTIDAD ADVERTIDA, QUE UTILIZA LA DIRECCIÓN DE CORREO SERVICE.CLIENT@CARREGOSA-GESTION.COM , NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA EN PORTUGAL CON DENOMINACIÓN BANCO L.J. CARREGOSA, S.A.
28/04/2021
  • CLÁUDIO ANDRÉ
A warning PDF of date 28/04/2021 (new window) CMVM (PORTUGAL) 
25/10/2023
  • COMMERCEWEALTH
A warning PDF of date 25/10/2023 (new window) CMVM (PORTUGAL) 
25/10/2023
  • CLÁUDIO ANDRÉ DA SILVA TEIXEIRA
A warning PDF of date 25/10/2023 (new window) CMVM (PORTUGAL) 
19/12/2012
  • CASTLE TRADE INTERNATIONAL
A warning PDF of date 19/12/2012 (new window) CMVM (PORTUGAL) 
10/10/2018
  • CATHAY DUPONT (JAPÓN, TAIWAN Y LUXEMBURGO)
A warning PDF of date 10/10/2018 (new window) CBI (IRLANDA) 
14/11/2018
  • COLEMAN-WELCH CONSULTING GROUP LLC (USA)
A warning PDF of date 14/11/2018 (new window) CBI (IRLANDA) 
13/12/2023
  • CUSTOM HOUSE CAPITAL LIMITED (CLONE)
A warning PDF of date 13/12/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@CUSTOMHOUSECL.COM, NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI CUSTOM HOUSE CAPITAL LIMITED (EN LIQUIDACIÓN).
27/02/2019
  • CAPITAL HALL/CAPITAL TECH LTD (ISLAS MARSHALL)
A warning PDF of date 27/02/2019 (new window) CBI (IRLANDA) 
22/03/2023
  • CITIBANK EUROPE PLC (CLONE)
A warning PDF of date 22/03/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA USA DE MANERA FRAUDULENTA LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA DEL MISMO NOMBRE CITIBANK EUROPE PLC

Consultation criteria: By type unauthorised entities, By initial C.