As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 90 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/01/2012
  • CANTATA EQUITY MANAGEMENT, LLC
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
03/08/2011
  • CRISTOS INVESTMENTS SA
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
04/01/2012
  • CAPITOL ACQUISITION MANAGEMENT INC.
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
04/01/2012
  • CITYWIDE ASSOCIATES
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
30/11/2005
  • COLEMAN KLEINFIELD & ASSOCIATES
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
22/10/2008
  • CANTWELL INTERNATIONAL
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
14/01/2009
  • CORE MARKET RESEARCH
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
22/10/2008
  • CROSBY CAPITAL PARTNERS
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
22/10/2008
  • COHEN HAYWARD INTERNATIONAL
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
28/06/2006
  • CHAPMAN BUTLER LLC
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial C.