As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 83 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/02/2024
  • COREVISIONFUNDS
A warning PDF of date 21/02/2024 (new window) AFM (PAISES BAJOS) 
23/03/2022
  • CORNERFXTRADE24
A warning PDF of date 23/03/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
25/02/2009
  • CORNERSTONE WORLDWIDE
A warning PDF of date 25/02/2009 (new window) SFC (HONG KONG) 
11/02/2009
  • CORNERSTONE WORLDWIDE
A warning PDF of date 11/02/2009 (new window) SFSA (SUECIA) 
07/12/2023
  • CORNY SOLUTIONS LLC
A warning PDF of date 07/12/2023 (new window) HCMC (GRECIA) 
13/02/2013
  • COROLLA FINANCIAL
A warning PDF of date 13/02/2013 (new window) FSMA (BELGICA) 
29/08/2012
  • COROLLA FINANCIAL
A warning PDF of date 29/08/2012 (new window) DFSA (DINAMARCA) 
14/01/2009
  • CORPORATE FINANCE
  • CHARLES BURNHAM
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
05/10/2016
  • CORPORATE LOAN CAPITAL
A warning PDF of date 05/10/2016 (new window) CSSF (LUXEMBURGO) 
29/06/2011
  • CORPORATE ONE ASSET MANAGEMENT
A warning PDF of date 29/06/2011 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial C.