As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 67 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/01/2021
  • CLAIM CIRCLE
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO) 
20/01/2021
  • COMMERCIAL FINANCE BROKERS LTD (CLONE)
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA COMMERCIAL FINANCE BROKERS UK LIMITED.
20/01/2021
  • COMMERCE WEALTH / COMMERCEWEALTH LTD
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO) 
20/01/2021
  • CHARTER SAVINGS BANK (CLONE)
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CHARTER COURT FINANCIAL SERVICES LIMITED (CONOCIDO COMO CHARTER SAVINGS BANK).
20/01/2021
  • CHLOEHENX / CHLOEFXTRADES / XCHLOESWORLD
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO) 
27/01/2021
  • CITADEL HOLDINGS PLC
A warning PDF of date 27/01/2021 (new window) FCA (REINO UNIDO) 
27/01/2021
  • CITY FX BROKER
A warning PDF of date 27/01/2021 (new window) FCA (REINO UNIDO) 
03/02/2021
  • CORTEZ CAPITAL
A warning PDF of date 03/02/2021 (new window) FSMA (BELGICA) 
03/02/2021
  • CAPITAL FIRST FINANCE (CLONE)
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CO LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN CAPITAL FIRST FINANCE LTD.
03/02/2021
  • COPY TRADE CAPITAL / PREMIUM TRADE CAPITAL
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial C.