As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 56 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/11/2020
  • COINGLOBEFX LTD
A warning PDF of date 04/11/2020 (new window) CSSF (LUXEMBURGO) 
04/11/2020
  • COMPARE UK BEST
  • COMPAREUKBEST.ORG
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • COMPARE INVESTMENT OPTIONS
  • COMPAREINVESTMENTOPTIONS.COM
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
28/10/2020
  • CHARLES SCHWAB & CO (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CHARLES SCHWAB UK LIMITED
28/10/2020
  • CAPITAL MARKETS LONDON (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CAPITAL MARKETS TRADING UK LLP
28/10/2020
  • CAPITAL24 OPTION (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA XTB LIMITED
28/10/2020
  • CRESS CAPITAL (CLON)
  • CRESS-CAPITAL.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA TRIUM CAPITAL LLP
14/10/2020
  • CAPITAL WAY GROUP / CAPITAL GROUP
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
07/10/2020
  • CONNECT FINANCES
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
07/10/2020
  • CLAIMS ADVICE BUREAU (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA CLAIMS ADVICE BUREAU (UK) LIMITED.

Consultation criteria: By type unauthorised entities, By initial C.