As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 55 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/12/2020
  • CAPITAL LETTER GMBH / CAPITAL LETTER LTD
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
02/12/2020
  • CASHEL FUND PLC (CLON)
A warning PDF of date 02/12/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN
02/12/2020
  • CAPITAL PROCESS LTD (OPERANDO COMO TRADETIME / TRADE TIME)
A warning PDF of date 02/12/2020 (new window) FCA (REINO UNIDO) 
25/11/2020
  • CATER ALLEN (CLON) / CATER ALLEN PRIVATE BANK (CLON)
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CATER ALLEN LIMITED
25/11/2020
  • CONCORD FINANCIAL CONSULT LTD
A warning PDF of date 25/11/2020 (new window) FSMA (BELGICA) 
25/11/2020
  • CIB BANK (CLON)
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CIB BANK ZRT
25/11/2020
  • CAP FINANCE
A warning PDF of date 25/11/2020 (new window) CSSF (LUXEMBURGO) 
11/11/2020
  • CRYPTO ENGINE
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/11/2020
  • COSMINVEST (CLON) / COSMI GROUP (CLON)
A warning PDF of date 11/11/2020 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN COSMINVEST S.A.
04/11/2020
  • CATALYSTS PARTNERS AFRICA LIMITED (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA AFRICAN CAPITAL INVESTMENTS LIMITED

Consultation criteria: By type unauthorised entities, By initial C.