As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 52 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/02/2021
  • CIPLO PARTNERS PRIVATE EQUITY
A warning PDF of date 17/02/2021 (new window) CSSF (LUXEMBURGO) 
17/02/2021
  • CENTRE EUROPE SA
A warning PDF of date 17/02/2021 (new window) CSSF (LUXEMBURGO) 
17/02/2021
  • COMPAREINVESTMENTS.UK
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
10/02/2021
  • COMPARE-INVESTMENT-OPTIONS.COM
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO) 
10/02/2021
  • CFI HK GROUP (CLONE)
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CREDIT FINANCIER INVEST LIMITED.
10/02/2021
  • CFDS MARKET
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO) 
03/02/2021
  • CAPITAL FIRST FINANCE (CLONE)
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CO LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN CAPITAL FIRST FINANCE LTD.
03/02/2021
  • CORTEZ CAPITAL
A warning PDF of date 03/02/2021 (new window) FSMA (BELGICA) 
03/02/2021
  • COPY TRADE CAPITAL / PREMIUM TRADE CAPITAL
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO) 
03/02/2021
  • COINDAQ
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial C.