As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 20 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/11/2010
  • CAMPBELL CUMMINGS ASSOCIATES
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
19/01/2011
  • CASHBACK INVESTMENT BANK, GIBRALTAR
A warning PDF of date 19/01/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
16/02/2011
  • CAMELOT ADVISORS IMMOBILIEN
A warning PDF of date 16/02/2011 (new window) DFSA (DINAMARCA) 
16/03/2011
  • CHARLES SCHWAB
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
23/03/2011
  • COOPER COMPANY MANAGEMENT
A warning PDF of date 23/03/2011 (new window) FSA (REINO UNIDO) 
30/03/2011
  • CDV INVESTMENTS
A warning PDF of date 30/03/2011 (new window) FSA (REINO UNIDO) 
20/04/2011
  • COMMONWEALTH ALLIANCE CORPORATION
A warning PDF of date 20/04/2011 (new window) SFSA (SUECIA) 
20/04/2011
  • CROMWELL AND GOODWIN
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
20/04/2011
  • CASPIAN INVESTMENTS LIMITED
A warning PDF of date 20/04/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
27/04/2011
  • CONNELLY PETERSON LTD.
A warning PDF of date 27/04/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial C.