As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 17 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/02/2010
  • CARGHILL WRIGHT AND ASSOCIATES
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
17/02/2010
  • CREDIT FOR YOU LIMITED
A warning PDF of date 17/02/2010 (new window) FMA (AUSTRIA) 
24/02/2010
  • CAPITAL INVESTORS, SA
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
07/04/2010
  • COVAST LIMITED
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
07/04/2010
  • CHINA MERCANTILE EXCHANGE
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
14/04/2010
  • CHEER FORTUNE INTERNAT. INVESTMENT MANAGEMENT COMPANY LTD.
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
14/04/2010
  • CAPITAL MARKETS ADVISORY
A warning PDF of date 14/04/2010 (new window) JFSC (JERSEY) 
28/04/2010
  • CROWN WEALTH INTERNATIONAL
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
19/05/2010
  • CHATEX LTD
A warning PDF of date 19/05/2010 (new window) SFC (HONG KONG) 
19/05/2010
  • CAPITAL PARTNERS, A.S.
A warning PDF of date 19/05/2010 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities, By initial C.