As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 82 out of 89
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/03/2021
  • BDS MARKETS
A warning PDF of date 31/03/2021 (new window) CMVM (PORTUGAL) 
07/03/2018
  • BENSON BROKERAGE LIMITED (IRANDA)
A warning PDF of date 07/03/2018 (new window) CBI (IRLANDA) 
02/08/2023
  • BANK OF IRELAND ASSET MANAGEMENT (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE, DIRECCIÓN Y LOGO DE LA FIRMA AUTORIZADA EN IRLANDA THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND CUYA MARCA COMERCIAL ES BANK OF IRELAND
22/12/2021
  • BROOKFIELD INVESTMENT FUNDS PLC (CLONE)
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN BROOKFIELD INVESTMENT FUNDS (UCITS) PLC
22/12/2021
  • BROOKFIELD INVESTMENT FUNDS PLC (CLONE)
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN BROOKFIELD INVESTMENT FUNDS (UCITS) PLC
02/08/2023
  • BALANCED FINANCE LTD
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
11/10/2023
  • BMK LOANS
A warning PDF of date 11/10/2023 (new window) CBI (IRLANDA) 
10/01/2024
  • BANK OF IRELAND (CLONE)
  • BANK OF IRELAND UK (CLONE)
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO ALEX.RYAN@BOI.EU.COM , NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI BANK OF IRELAND, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
06/07/2022
  • BLUEWHALE INVESTMENTS (CLONE)
  • BLUEWHALE INVESTMENTS LIMITED (CLONE)
A warning PDF of date 06/07/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN BLUE WHALE INVESTMENT FUNDS ICAV
02/12/2020
  • BRIDGE ROAD CAPITAL MANAGEMENT
A warning PDF of date 02/12/2020 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial B.