Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 70 out of 89
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
26/10/2022 |
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BANQUE ET CAISSE D’EPARGNE DE L’ETAT LUXEMBOURG (CLONE)
|
| CSSF (LUXEMBURGO) | LA CSSF ADVIERTE AL PÚBLICO DE LA EXISTENCIA DE PÁGINAS WEB QUE A TRAVÉS DE REDES SOCIALES INTENTAN SUPLANTAR LA IDENTIDAD DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO BANQUE ET CAISSE D’EPARGNE DE L’ETAT LUXEMBOURG |
14/12/2022 |
-
BAUMANN & PARTNERS (CLONE)
|
| CSSF (LUXEMBURGO) | LA CSSF ADVIERTE DE PERSONAS QUE UTILIZAN INDEBIDAMENTE LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN LUXEMBURGO BAUMANN & PARTNERS S.A. Y BAUMANN & PARTNERS - FIS |
26/10/2022 |
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BANQUE JULIUS BAER & CIE SA (CLONE)
|
| CSSF (LUXEMBURGO) | LA CSSF ADVIERTE AL PÚBLICO DE QUE LAS ENTIDADES JULIUS BAER GROUP Y BANQUE JULIUS BAER $ CIE SA, NO GUARDAN RELACIÓN CON LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, BANK JULIUS BAER EUROPE S.A. |
14/12/2022 |
|
| CSSF (LUXEMBURGO) | |
13/04/2011 |
|
| CSSF (LUXEMBURGO) | |
12/07/2023 |
|
| CSSF (LUXEMBURGO) | |
17/12/2014 |
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BALMORAL INTERNATIONAL GROUP SA
|
| CSSF (LUXEMBURGO) | |
02/08/2023 |
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BANQUE INTERNATIONALE À LUXEMBOURG (BIL) (CLONE)
|
| CSSF (LUXEMBURGO) | LA ENTIDAD AUTORIZADA EN LUXEMBURGO BANQUE INTERNATIONALE À LUXEMBOURG (BIL) NO GUARDA RELACIÓN CON LA PÁGINA WEB ADVERTIDA. |
19/04/2023 |
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BOND STREET HOLDINGS S.A. (CLONE)
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA, QUE MANDA E-MAILS AL PÚBLICO CON EL FORMATO NOMBRE.APELLIDO@BONDSTREET-HOLDINGS.COM, NO GUARDA NINGUNA RELACIÓN CON LA COMPAÑÍA DE LUXEMBURGO BOND STREET HOLDINGS S.A. DE QUIEN TOMA SU NOMBRE DE MANERA FRAUDULENTA. |
13/06/2018 |
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BELTRA SOLUTIONS S.A. / BELTRA SOLUTIONS (EUROPE) S.A.
|
| CSSF (LUXEMBURGO) | |
Consultation criteria: By type unauthorised entities, By initial B.