As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/08/2012
  • BARCLAY TRUST INTERNATIONAL
A warning PDF of date 08/08/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL GRUPO BARCLAYS BANK
01/08/2012
  • BRIDGESTONE GLOBAL PARTNERS
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
25/07/2012
  • BLUECREST WEALTH
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS PERTENECIENTES AL GRUPO BLUECREST CAPITAL MANAGEMENT
18/07/2012
  • BROWN AND WENGER CONSULTANCY FIRM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • BLACK RIVER ASSET MANAGEMENT
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA BLACK RIVER ASSET MANAGEMENT (UK) LIMITED
11/07/2012
  • B & T BROKERS
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 
11/07/2012
  • BLUECREST CAPITAL MANAGEMENT
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO)LA SOCIEDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SOCIEDADES DEL GRUPO BLUECREST QUE ESTÁN DEBIDAMENTE AUTORIZADAS
11/07/2012
  • BLUE RIDGE FINANCIAL GROUP
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 
11/07/2012
  • BLUE RIDGE CAPITAL PARTNERS
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 
11/07/2012
  • BLANKA NOVA
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA PERSONA DEBIDAMENTE AUTORIZADA CON ESE MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial B.