As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 68 out of 89
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/06/2004
  • BLACK AND WHITE INVESTMENTS
A warning PDF of date 09/06/2004 (new window) DFSA (DINAMARCA) 
27/03/2013
  • BOYD CAPITAL PARTNERS
A warning PDF of date 27/03/2013 (new window) DFSA (DINAMARCA) 
18/01/2017
  • BINARY OPTION AUTO TRADING
A warning PDF of date 18/01/2017 (new window) DFSA (DINAMARCA) 
02/06/2004
  • BAKER & WHITE
A warning PDF of date 02/06/2004 (new window) DFSA (DINAMARCA) 
11/11/2009
  • BRIDGE INVESTMENT NETWORK
A warning PDF of date 11/11/2009 (new window) DFSA (DINAMARCA) 
19/08/2003
  • BRAUN & BRIDGEWATER CAPITAL CORP.
A warning PDF of date 19/08/2003 (new window) DFSA (DINAMARCA) 
20/10/2010
  • BARVETII WEALTH CONSULTANTS
A warning PDF of date 20/10/2010 (new window) DFSA (DINAMARCA) 
18/02/2015
  • BRAEMAR CAPITAL
A warning PDF of date 18/02/2015 (new window) DFSA (DINAMARCA) 
16/02/2011
  • B GOLD INTERNATIONAL LLC/BGOLDS
A warning PDF of date 16/02/2011 (new window) DFSA (DINAMARCA) 
13/06/2012
  • BUSINESS INTELLIGENCE
A warning PDF of date 13/06/2012 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities, By initial B.