As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 67 out of 89
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/03/2011
  • BRYANT SHAW LLC
A warning PDF of date 09/03/2011 (new window) FSA (REINO UNIDO) 
13/04/2011
  • BLACK SWAN WEALTH MANAGEMENT
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 
02/03/2011
  • BROOKS AND HAWTHORNE CONSULTING LTD
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
26/10/2011
  • BERGMANN & CO. INTERNATIONAL
A warning PDF of date 26/10/2011 (new window) FSAN (NORUEGA) 
05/06/2013
  • BERGMANNWHITE ASSOCIATES
A warning PDF of date 05/06/2013 (new window) FSAN (NORUEGA) 
27/08/2014
  • BENISON ASSET MANAGEMENT
A warning PDF of date 27/08/2014 (new window) FSAN (NORUEGA) 
10/04/2013
  • BEIJIN INTERNATIONAL MARKET EXCHANGE (BEIMEX)
A warning PDF of date 10/04/2013 (new window) FSAN (NORUEGA) 
10/12/2008
  • BAER INNES STOCK BROKING AND WEALTH MANAGEMENT
A warning PDF of date 10/12/2008 (new window) FSAN (NORUEGA) 
30/04/2014
  • BNY MELLON WEALTH MANAGEMENT (CLON)
A warning PDF of date 30/04/2014 (new window) FSAN (NORUEGA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE DEBIDAMENTE REGISTRADA EN ESTADOS UNIDOS
02/02/2011
  • BELLVIEW FINANCIAL
  • BELLVIEWFINANCIAL.COM
A warning PDF of date 02/02/2011 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial B.