As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 63 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/07/2012
  • BI ASSET MANAGEMENT
A warning PDF of date 04/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BI ASSETMANAGEMENT FONDSMAEGLERSELSKAB A/S
10/10/2012
  • BRAMWELL & KENT CONSULTANTS LLC
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO) 
27/07/2011
  • BELGRAVE CAPITAL MANAGEMENT (BEL)
A warning PDF of date 27/07/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • BUTLER INVESTMENT MANAGERS
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO)SIN RELACION CON LA FIRMA BUTLER INVESTMENT MANAGERS LTD AUTORIZADA POR LA FSA CON EL NUMERO 477024
27/03/2013
  • BERNSTEIN, WHITMAN & LLOYDS
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
25/07/2012
  • BLUECREST WEALTH
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS PERTENECIENTES AL GRUPO BLUECREST CAPITAL MANAGEMENT
25/01/2012
  • BINGHAM CONSULTING GROUP
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
08/08/2012
  • BARCLAY TRUST INTERNATIONAL
A warning PDF of date 08/08/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL GRUPO BARCLAYS BANK
04/01/2012
  • BURLINGTON CORPORATE MANAGEMENT
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
11/07/2012
  • BLUE RIDGE CAPITAL PARTNERS
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial B.