As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 60 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/03/2017
  • BENEDICT MORRIS / BMBOPTION / LOG TRADING CAPITAL LTD
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
08/03/2017
  • BOSTON PRIVATE LAW GROUP LLP (USA)
A warning PDF of date 08/03/2017 (new window) CBI (IRLANDA) 
01/03/2017
  • BT SYSTEMS LTD
A warning PDF of date 01/03/2017 (new window) CONSOB (ITALIA) 
15/02/2017
  • BROOKFIELD99 / BROOKFIELD INVESTMENT MANAGEMENT (CLON)
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
15/02/2017
  • BOSTON PRIVATE LAW GROUP LLP
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 
08/02/2017
  • BROAD REACH INVESTMENTS (CLON)
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
08/02/2017
  • BLACKSMITH INVESTMENTS LIMITED
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
25/01/2017
  • BUSINESS GRANTS AND LOANS
A warning PDF of date 25/01/2017 (new window) FCA (REINO UNIDO) 
18/01/2017
  • BINARY OPTION AUTO TRADING
A warning PDF of date 18/01/2017 (new window) DFSA (DINAMARCA) 
18/01/2017
  • BROKER YARD / TECHOFIN LTD / OCAPITAL LP CUMBERLAND CAPITAL LTD
A warning PDF of date 18/01/2017 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial B.