As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 41 out of 89
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/10/2014
  • BURTON CAPITAL PARNTERS
A warning PDF of date 29/10/2014 (new window) FCA (REINO UNIDO) 
28/08/2013
  • BLUE SKY GROUP EUROPE
A warning PDF of date 28/08/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BLUE SKY GROUP BV
07/08/2013
  • BRAUN AND BRAND CONSULTING FIRM
A warning PDF of date 07/08/2013 (new window) FCA (REINO UNIDO) 
09/10/2013
  • BLOOMFIELD ADVISORY
A warning PDF of date 09/10/2013 (new window) FCA (REINO UNIDO) 
18/09/2013
  • BYRD FLEMING AND ASSOCIATES
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
12/06/2013
  • BALFOUR BEATTY
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES PERTENECIENTES AL GRUPO DE EMPRESAS BALFOUR BEATTY
08/05/2013
  • BENEFIT PLANNERS INTL
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA ESTÁ UTILIZANDO EL NOMBRE Y DATOS DE CONTACTO DE BENFIT PLANNERS INTERNATIONAL SPLR, ENTIDAD REGISTRADA ANTERIORMENTE PERO QUE ACTUALMENTE NO ESTÁ ACTIVA
03/07/2013
  • BRADLEY KING M & A
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
03/07/2013
  • BILLMEN & ASSOCIATES
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
11/06/2014
  • BROCK HARTWICK
A warning PDF of date 11/06/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial B.