As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 36 out of 89
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/03/2020
  • BAD CREDIT LOANS COMPANY (CLON)
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
25/03/2020
  • BEST RATE BONDS / BAH FINANCIERE MANAGEMENT LIMITED
A warning PDF of date 25/03/2020 (new window) FCA (REINO UNIDO) 
12/06/2019
  • BEX OPTIONS
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
04/03/2020
  • BOND SUPERMARKET
A warning PDF of date 04/03/2020 (new window) FCA (REINO UNIDO) 
12/06/2019
  • BALTIC CONCERT LLP (OPERANDO COMO IDB TRADES)
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
16/05/2019
  • BLANC AND BEAUFORT BROKERAGE (CLON)
A warning PDF of date 16/05/2019 (new window) FCA (REINO UNIDO) 
18/03/2020
  • BLACKROCK ADVISORS (UK) LTD (CLON)
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA BLACKROCK ADVISORS (UK) LIMITED
22/04/2020
  • BEST RATE ISAS
A warning PDF of date 22/04/2020 (new window) FCA (REINO UNIDO) 
16/10/2019
  • BRISTOL-MAYERS SECURITIES LLC
A warning PDF of date 16/10/2019 (new window) FCA (REINO UNIDO) 
18/12/2019
  • BANCORP FINANCE
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial B.