As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 15 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/07/2011
  • BELGRAVE CAPITAL MANAGEMENT (BEL)
A warning PDF of date 27/07/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • BUTLER INVESTMENT MANAGERS
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO)SIN RELACION CON LA FIRMA BUTLER INVESTMENT MANAGERS LTD AUTORIZADA POR LA FSA CON EL NUMERO 477024
10/08/2011
  • BLUE SKY MANAGEMENT
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
23/08/2011
  • BARRINGTON GROUP
A warning PDF of date 23/08/2011 (new window) FSA (REINO UNIDO)ESTA ENTIDAD NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD AMERICANA THE BARRINGTON GROUP INC.
07/09/2011
  • BULL INVESTMENT ADVISORS
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • BRENNER AND ASSOCIATES
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • BELVEDERE CAPITAL PARTNERS
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
14/09/2011
  • BERRINGTON FUND MANAGEMENT
A warning PDF of date 14/09/2011 (new window) FSA (REINO UNIDO) 
28/09/2011
  • BLAKE MORGAN FINANCIALS
A warning PDF of date 28/09/2011 (new window) JFSC (JERSEY) 
05/10/2011
  • BRADLEY ASSOCIATES
A warning PDF of date 05/10/2011 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial B.