As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 75 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/04/2010
  • ASIA AUCTION INC.
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
17/02/2010
  • ASIA-PACIFIC FINANCE AND INVESTMENT
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
03/02/2010
  • ALLIANCE BANK
A warning PDF of date 03/02/2010 (new window) CBFA (BELGICA) 
20/01/2010
  • ASSET INTERNATIONAL LIMITED
A warning PDF of date 20/01/2010 (new window) FSC (ISLA DE MAN) 
13/01/2010
  • AGP ONLINE WORLDWIDE
A warning PDF of date 13/01/2010 (new window) FSC (ISLA DE MAN) 
13/01/2010
  • APEX GLOBAL PLATINUM INC.
A warning PDF of date 13/01/2010 (new window) FSC (ISLA DE MAN) 
23/12/2009
  • ALLIED FINANCE AND DEVELOPMENT BANK
A warning PDF of date 23/12/2009 (new window) JFSC (JERSEY) 
16/12/2009
  • ALPHA FINANCE
A warning PDF of date 16/12/2009 (new window) HCMC (GRECIA)ENTIDAD NO RELACIONADA CON LA ENTIDAD REGULADA ALPHA FINANCE INVESTMENT SERVICES, SA
09/12/2009
  • ALLIED PARTNERS FINANCIAL GROUP INC.
A warning PDF of date 09/12/2009 (new window) SFSA (SUECIA) 
09/12/2009
  • ASIA DRAGON GROUP
A warning PDF of date 09/12/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial A.