As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 68 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/12/2009
  • ACTIVTRADES PLC
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
11/10/2006
  • ALLIED CHAMP INVESTMENTS (CANADA)
A warning PDF of date 11/10/2006 (new window) CSSF (LUXEMBURGO) 
13/11/2019
  • AKINA SA
A warning PDF of date 13/11/2019 (new window) CSSF (LUXEMBURGO) 
25/10/2023
  • ARCTRADEASSETS
A warning PDF of date 25/10/2023 (new window) CSSF (LUXEMBURGO) 
30/10/2019
  • ALYSA GROUP AND/OR ALYSA FINANCE HOLDING SA, SOCIÉTÉ DE GESTION DE PATRIMOINE FAMILIAL SPF
A warning PDF of date 30/10/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, ALYSA FINANCE HOLDING S.A.-SPF QUE CESÓ SU ACTIVIDAD EL 13 DE AGOSTO DE 2019.
13/11/2019
  • ASCENT GLOBAL TRADING
A warning PDF of date 13/11/2019 (new window) CSSF (LUXEMBURGO) 
27/11/2019
  • AL INVESTMENTS.
A warning PDF of date 27/11/2019 (new window) CSSF (LUXEMBURGO) 
11/12/2019
  • ACTIO S.A. / ACTIO PRÉVOYANCE
A warning PDF of date 11/12/2019 (new window) CSSF (LUXEMBURGO) 
20/11/2019
  • ASSET CAPITAL INVEST
A warning PDF of date 20/11/2019 (new window) CSSF (LUXEMBURGO) 
20/11/2019
  • AC INVESTISSEMENT
A warning PDF of date 20/11/2019 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial A.