As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 66 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/08/2020
  • APERA ASSET MANAGEMENT (CLON)
A warning PDF of date 18/08/2020 (new window) FCA (REINO UNIDO) 
26/02/2020
  • ALAN JONES FINANCIAL SERVICES LIMITED (CLON DE AGENTE)
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALAN JONES FINANCIAL SERVICES LTD
26/02/2020
  • ADVISORY BROKER SERVICES
  • ADVISORY BROKER TRADING
  • AB SERVICES (CLON)
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ADVISORS AND BROKERS SERVICE, A.S
17/12/2014
  • ACA GROUP LIMITED
A warning PDF of date 17/12/2014 (new window) EI_CBI (IRLANDA) 
27/08/2014
  • ASIAN FUTURES TRADING GROUP
A warning PDF of date 27/08/2014 (new window) EI_CBI (IRLANDA) 
20/09/2006
  • ATLANTIC CAPITAL MANAGEMENT
A warning PDF of date 20/09/2006 (new window) EI_CBI (IRLANDA) 
26/03/2014
  • ASHLAND MERGERS & ACQUISITIONS MANAGEMENT
A warning PDF of date 26/03/2014 (new window) EI_CBI (IRLANDA) 
23/06/2010
  • APEX INVESTMENT CORPORATION
A warning PDF of date 23/06/2010 (new window) DFSA (DINAMARCA) 
26/02/2014
  • ABNEY ASSOCIATES
A warning PDF of date 26/02/2014 (new window) DFSA (DINAMARCA) 
28/01/2009
  • ALEXANDER SOLUTIONS
A warning PDF of date 28/01/2009 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities, By initial A.