As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 63 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/10/2011
  • ALDERTON CONSULTANTS
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
09/12/2020
  • ALDERMANBURY INVESTMENTS (CLON)
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALDERMANBURY INVESTMENTS LIMITED.
18/07/2007
  • ALBERT T. MACARTHUR
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
28/06/2006
  • ALBERICH GERHARD SECURITIES WORLDWIDE (AKA A G SECURITIES)
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
16/02/2005
  • ALBAG GESELSHAFT FUR ALLGEMEINE FINANZIERUNGSBERATUNG GMBH
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
02/03/2011
  • ALAN WOODS
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
26/02/2020
  • ALAN JONES FINANCIAL SERVICES LIMITED (CLON DE AGENTE)
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALAN JONES FINANCIAL SERVICES LTD
15/11/2006
  • ALAIN COLPIN
A warning PDF of date 15/11/2006 (new window) FSC (ISLA DE MAN) 
18/01/2012
  • ALAFX MARKETS LIMITED
A warning PDF of date 18/01/2012 (new window) CYSEC (CHIPRE) 
05/02/2014
  • AL REEN CAPITAL
A warning PDF of date 05/02/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.